About

ABOUT ASJ

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An Independent Business and Compliance consulting firm in Hong Kong.


ASJ Consultants Limited (“ASJ“) is committed to provide premium and tailor-made compliance consulting services for securities and futures brokerage firms, fund managers, asset management companies and investment advisors.

ASJ brings in cost-effective and valued-added approach to compliance consulting services.  Our goal is to assist clients to provide professional compliance solutions, regulatory license application services, essential compliance resource for clients and up-to-dated compliance training.

The founders of ASJ are distinguished by their abundant and diversified practical experience, visionary commercial sense and compliance expertise in the financial industry.  We address the importance to team work and our competent consultants possess hands-on and comprehensive compliance knowledge and experience, and hence ensuring that our clients receive the most efficient and professional services.

ASJ is a professional business and compliance consulting firm in Hong Kong, established in 2015 with specialists come from different backgrounds. The energetic team is serving various kinds of financial institutions. We have an unmatched track record of completing complex business and compliance consulting projects for financial firms based in China and Hong Kong.

With committed team members of different backgrounds, including specialists with ample experience in dealing with the SFC, HKMA, CSRC and HKEx, we offer independent, unbiased advice on the local regulatory requirement. Our broad client base consists of asset managers, hedge funds, private equity funds, family offices, broker-dealers, wealth managers and Chinese state-owned enterprises (SOEs).

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WHY CHOOSE ASJ AS YOUR TRUSTED PARTNER?


Our Commitment

When you partner with ASJ, you will receive personalized services from a dedicated team overseen by our senior specialists and principals. When we work with you, our focus will be to ensure clear and effective communication with you, as well as to provide quality and transparent services to ensure your organization is in compliance with local rules and regulations.

Our People

As an all-rounded business, we employ staff who come from a variety of different background such as accounting, finance, compliance and legal, and we ensure they continue their professionalism and integrity.
Our staff regularly attend industry forums and conferences on their specific area of expertise to gain insights into pertinent issues, allowing them to help you and your organization stay up to the curve. To ensure we can communicate with you in efficient and effective manners, our team of compliance experts are fluent in English, Cantonese and Mandarin.